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C is corrent because it is a false statement. The Securities Act of 1933 applies to the initial issuance of securities and has the purpose of providing investors with full and fair disclosure concerning these securities. The Securities Exchange Act of 1934 applies to the subsequent trading of securities but not necessarily all securities required to register under the 1933 Act. Thus, a security may be issued under the 1933 Act without needing to be registered under the 1934 Act.
A is incorrect because any securities that are traded on any national exchange must register under the 1934 Act.
B is incorrect because issuers of equity securities traded in interstate commerce and having in excess of $10 million in assets and 500 or more shareholders must register under the 1934 Act under current law.
D is incorrect because national securities exchanges are required to register under the 1934 Act.