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| Maria Martinez is a research analyst and a Level II CFA candidate. Recently, friends of Martinez organized a party for her 30th birthday. At the party, Martinez received an inexpensive gift from a friend who is the CEO of a publicly listed company Martinez recommends to clients. Martinez also received gifts from some of the firm’s best clients. Aware of her employer’s policy requiring her to report all gifts received within one week of receipt, Martinez declares the gifts she received from the firm’s clients two days after the party. Does Martinez most likely violate the CFA Institute Code of Ethics and Standards of Professional onduct? A:Yes. B:No, because her CEO friend's gift was inexpensive. C:No, because the gifts do not impact her research independence and objectivity. |
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