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Lawrence Kelly is the Chief Investment Officer at a money management company that claims it is in compliance with CFA Institute Soft Dollar Standards. For the first time, the company has purchased securities in the country of Santa Rosa. He learns that under Santa Rosen law, one of the company's soft dollar policies is forbidden, yet to conform with the law, Lawrence would have to violate the Soft Dollar Standards, but not the Standards of Professional Conduct. Lawrence: A. should follow the Santa Rosen Law and can still claim compliance with CFA Institute Soft Dollar Standards. B. must follow the Santa Rosen Law and cease claiming compliance with CFA Institute Soft Dollar Standards. C. must follow the CFA Institute Soft Dollar Standards, informing the Santa Rosen regulators of his reasons. |