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Manuel Tacqueria, CFA, is a sole proprietor investment adviser managing accounts for a diversified group of clients. Tacqueria obtains his investment research through a subscription service with Alpha Services, a large financial services organization. Tacqueria notes the research reports are sound because they are extremely detailed and comprehensive. As a result, Tacqueria feels comfortable relying solely upon this research when making recommendations to clients. Tacqueria should most likely do which of the following to conform to the CFA Institute Code of Ethics and Standards of Professional Conduct? A:Utilize additional sources of research. B:Add his own research to the existing reports. C:Conduct additional due diligence on Alpha Services. |
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