If a CFA Institute member knows that a fellow
employee has violated a law, according to Standard I(A) the member is NOT
required to do which of the following?
A)
Seek legal advice.
B)
Report the employee violating the law to the
appropriate supervisor in the firm.
C)
Report the employee violating the law to the
appropriate governmental authority.
Standard I(A) does not
require a CFA Institute member to report violations to governmental or
regulatory agencies. The other answers are appropriate
actions.
