In order to comply with Standard III(A), Loyalty, Prudence, and Care, an analyst needs to: A. perform both of the actions listed here. B. liquidate his personal holdings of all stocks that his client owns. C. comply with applicable fiduciary duty.
To comply with Standard III(A), the analyst must use reasonable care and exercise prudent judgment, always act for the benefit of clients, and determine and comply with applicable fiduciary duty.
