微信扫一扫
实时资讯全掌握
|
Which of the following statements about Standard IV(C) Responsibilities of Supervisors is least accurate? A. If the supervisor makes a reasonable effort to detect violations, but fails to detect a violation that occurs, she is in compliance with Standard IV(C). B. If a subordinate violates a securities law, her supervisor is in violation of Standard IV(C). C. If no effort is made to detect violations, the supervisor is in violation of Standard IV(C) even if no violations by her subordinates have occurred. |