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Lee Hurst, CFA, is an equity research analyst who has recently left a large firm to start independent practice. He is able to re-create several of his previous recommendation reports from memory, based on sources obtained at his previous employer. He publishes the reports and obtains several new clients. Hurst is most likely: A)in violation of Standard V(C) “Record Retention.” B)not in violation of any Standard. C)in violation of Standard V(A) "Diligent and Reasonable Basis." |