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A stockbroker who is a member of CFA Institute has a part-time housekeeper who also works for the CEO of Festival, Inc. One day the housekeeper mentions to the broker that she saw the CEO of Festival having a conversation at his home with John Tater, who is a nationally known corporate lawyer and consultant. The stockbroker is restricted from trading on this information: A. for both of the reasons listed here. B. if the housekeeper says the meeting concerned a tender offer and the broker knows that it is non-public information. C. only if the broker knows that the meeting is non-public information. |