If an analyst suspects a client or a colleague of planning or engaging in
ongoing illegal activities, which of the statements about the actions that the
analyst should take is most correct? According to the CFA Institute
Standards of Professional Conduct, the analyst should:
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A)
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disassociate from any illegal or unethical activity if the member has
reasonable grounds to believe that the activity is illegal or unethical.
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B)
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consult counsel to determine the legality of the activity.
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C)
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consult counsel to determine the legality of the activity and disassociate
from any illegal or unethical activity if the member has reasonable grounds to
believe that the activity is illegal or unethical.
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