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| 5.Rodney Rodrigues, CFA, is responsible for identifying managers to manage specific asset classes for his firm. In selecting external advisers or subadvisers, Rodrigues reviews the adviser's investment process, established code of ethics, the quality of their published return information, and their compliance and internal control procedures. In completing his review, Rodrigues most likely violated the CFA Institute Standards of Professional Conduct regarding his due diligence on: A:A.adherence to strategy. B:B.performance measures. C:C.internal control procedures. |
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