微信扫一扫
实时资讯全掌握
| In this situation, which of the following would NOT be a component of an effective compliance process? A. Educate clients on how to select investments because this can help clients accomplish their investment policy statement goals. B. Use concentrated portfolios consisting of only a few assets because this approach reduces trading costs. C. Examine risk tolerance carefully because risk tolerance is an important element in determining an appropriate investment policy statement. |