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For years John Berger, a CFA charterholder and CEO of a company, relied upon a set of reasonable procedures for preventing violations of the Code and Standards of Professional Conduct in the firm. To not be liable for a violation of the Standards, Berger must: A. do nothing more than have the set of procedures in place as stated. B. ensure the procedures are monitored and enforced. C. both periodically review the procedures and ensure the procedures are monitored and enforced. |