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Several years ago Leo Peek, CFA, co-founded an investment club. The club has not actively traded the account for at least a year and does not plan to resume active trading of the account. Peek's employer requires an annual disclosure of employee stock ownership. Peek discloses all of his personal trading accounts, but does not disclose his holdings in the investment club. Which CFA Institute Standards of Professional Conduct has Peek violated? Select exactly 1 answer(s) from the following: Fiduciary duty. Selective disclosure.
onflicts of interest. . |
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