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| Ross Nelson, CFA, manages accounts for high net worth clients including hisown family's account. He has no beneficial ownership in his family's account.Because Nelson is concerned about the appearance of improper behavior inmanaging his family's account, when his firm purchases a block of securities,Nelson allocates to his‘ family's account only’ those shares that remain afterallocation to his other client accounts. The fee for managing his family'saccount is based on his firm's normal fee structure. According to the Standardsof Practice Handbook, Nelson's best course of action with regard tomanagement of his family's account would be to: A:continue to manage his family's account but treat it like his other client accounts. B:discontinue management of his family's account and arrange for the account to be transferred to another firm. C:discontinue management of his family's account and arrange for the account to be transferred to another investment manager in his firm. |
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