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Lance Tuipulotu, CFA, is a portfolio manager for an investment advisory firm. He plans to sell 10,000 shares of Park N’Wreck, Inc. to finance his daughter’s new restaurant venture, but his firm recently upgraded the stock to "strong buy." In order to remain in compliance with Standard VI(B) "Priority of Transactions," Tuipulotu must: A. notify his firm of his intention to sell the shares before selling the shares. B. not sell the shares of Park N’Wreck. C. delay selling the shares until a firm client makes an offsetting purchase to avoid having a market impact. |