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| Alexandra Smirnov, CFA, is a pension consultant to the Springwell Pension Fund. After reviewing Springwell’s three‐year performance presentation showing the fund’s underperformance relative to its investment objectives and agreed benchmarks, Smirnov recommends the fund hire new asset managers. Smirnov proposes the fund hire Newday Managers on the basis of recent meetings she has had with the firm. Lengthy discussions at these meetings included Newday’s investment strategy, its suitability to manage pension funds, its ability to adhere to its stated strategy, the firm’s historical investment performance, and its adoption of the CFA Institute Code of Ethics and Standards of Professional Conduct. Smirnov turned down Newday’s offer of an introduction fee when recommending its services but did not inform Springwell trustees of this offer. Which of the following CFA Institute Standards does Smirnov most likely violate? A:Referral Fees B:Loyalty, Prudence, and Care C:Diligence and Reasonable Basis |
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