
微信扫一扫
实时资讯全掌握
Bill Jackson, CFA, has established his own investment management firm. Jackson uses cost-benefit analysis to determine when to vote proxies, and he informs his clients and prospects of this policy. Is Jackson in compliance with the Code and Standards? A. Yes. B. No, because this is misconduct. C. No, because he has violated his duty of loyalty to clients. |