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| Standard VI(A), Disclosures of Conflicts, requires Smyth to disclose all matters, including beneficial ownership of securities of other investments, that could be expected to impair the member’s ability to make unbiased and objective recommendations. Which of the following matters would least likely be disclosed to Durand? A. Smyth played golf with Muller on a regular basis and developed client relationships. B. Smyth owns shares in Comax. C. SIA has a soft dollar arrangement with a brokerage firm owned by Smyth’s sister. |