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Laura Field, CFA, is a portfolio manager for Valley Investments. Valley owns a significant position in Datatronics, a local company. Most portfolios managed by Valley on behalf of its clients also include Datatronics stock. Field meets with a prospect and discusses potential equities the firm might place in her portfolio, including Datatronics. Field does not mention Valley’s position in Datatronics. Field has: A. not violated the Code and Standards. B. violated the Code and Standards only if Datatronics stock is placed in the prospect’s portfolio. C. violated the Code and Standards by not disclosing the firm’s position in Datatronics. |