
微信扫一扫
实时资讯全掌握
An analyst thinks that a major change in the tax law will benefit holders of utility company stocks. She immediately begins calling all her clients and telling them of the upside potential of investing in such assets now. Based upon this information, this is most likely: A. a violation of Standard V(A), Diligence and Reasonable Basis. B. a violation of Standard III(C), Suitability. C. congruent with Standard V(A), Diligence and Reasonable Basis. |