
微信扫一扫
实时资讯全掌握
Which of the following statements concerning the scope of Section 10(b) of the Securities Exchange Act of 1934 is correct? A. It applies to purchases as well as sales of securities in interstate commerce. B. There is an exemption from its application for securities registered under the Securities Act of 1933. C. It applies exclusively to securities of corporations registered under the Securities Exchange Act of 1934. D. In order to come within its scope, a transaction must have taken place on a national stock exchange. |