微信扫一扫
实时资讯全掌握
| After Singh changed his investment recommendation for HighLife from a “buy” to a “hold,” he violated: A. Standard III(B)—Fair Dealing by not telling clients about the downgrade of HighLife in the wake of his promise to downgrade the stock if it missed estimates. B. Standard I(C)—Misrepresentation by not exercising diligence and thoroughness in his research. C. Standard V(A)—Loyalty, Prudence, and Care by not exercising reasonable care and prudent judgment in his research. |