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| Which of the following statements most accurately assesses Fleming’s comment about Waverly during his conversation with the Chief Investment Officer of the Crockett Foundation? According to the Code and Standards, Fleming’s statement is: A. not in violation of any standard because he only disclosed factual information, and he did not disclose the details of Waverly’s purchase. B. in violation of Standard III(E) – Preservation of Confidentiality because his failure to keep information about a client’s investment action confidential. C. in violation of Standard I(C) – Misrepresentation because his statement may be misleading with regard to future performance of the offering. |