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Joe James, CAIA, CPA, is a CFA Level II candidate living in Boston. In the course of his accounting practice, James often refers clients to a local law firm specializing in estate planning. James does not violate client confidentiality and does not receive compensation for the referral. However, the law firm often gives James tickets to the theater and major sporting events. Which of the following statements regarding disclosure is CORRECT? James: A. need not disclose the benefits received for referring clients because no compensation is received. B. need not disclose the benefits received for referring clients because the clients were developed in the course of his accounting practice. C. must disclose the benefits received for referring clients to the law firm. |