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Four months ago Lance Tuipuloto, CFA, analyzed three equity securities for Janet Scadden. However, Scadden decided to invest in bonds instead. Tuipuloto now wants to destroy the records from the stock analysis. Is this action in compliance with Standard V(C)? A. Yes. Tuipuloto only needs to keep the records for 90 days. B. No. C. Yes. Tuipuloto does not need to keep the records because his advice was not followed. |