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Todd Gregory has been recently hired as the head of compliance for Speed Capital. He decides the firm should precisely follow the recommendations of the CFA Institute Standards of Professional Conduct to ensure integrity within the firm. Which of the following is NOT a compliance procedure that Speed should put in place? A. A requirement that investment personnel should clear all personal investments to identify possible conflicts. B. A requirement that employees provide duplicate confirmations of personal investing transactions. C. A requirement of disclosure of all investment holdings of friends and family members of employees on an annual basis. |