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Brendan Duval works as a research analyst for Toby Securities. Duval recommends changing a recommendation from “sell” to “buy” on Dalton Company. His firm, which manages several mutual funds, may be interested in buying Dalton’s stock. He also manages the retirement account that his parents established with Toby. Duval wants to buy shares of Dalton’s stock because it is an appropriate investment for his parent’s retirement account and obtains approval from his employer to do so. Duval is also thinking about personally investing in Dalton stock. According to CFA Institute Standards of Professional Conduct, which of the following best describes the priority of transactions? Duval should give: A. Toby's clients and his parent's account equal priority, followed by his employer, and then his personal account. B. priority to Toby's clients and his employer concurrently, followed by his parent's retirement account, and finally his personal account. C. priority of transactions to Toby's clients, followed by his employer, then his parent's retirement account, and finally his personal account. |