微信扫一扫
实时资讯全掌握
|
Sharon West is a CFA charterholder and trust officer for REO Trust Company. Soon after beginning work for REO, West finds that REO has been conducting all its securities transactions through her brother who is a registered representative. West's brother charges REO commissions that are equal to the lowest available from another broker. West's brother tells her that if she continues doing business with him, he will give her a substantial discount on all personal transactions she conducts through him. West: A. must inform her employer of the arrangement because she is doing business with a member of her immediate family. B. must inform her employer of the arrangement because it provides her with additional compensation. C. does not need to inform her employer of the arrangement because the commissions her brother charges the firm are the lowest possible. |