微信扫一扫
实时资讯全掌握
|
Denise Weaver is a portfolio manager who manages a mutual fund and has pension clients. When Weaver receives a proxy for stock in the mutual fund, she gives it to Susan Griffith, her administrative assistant, to complete. When the proxy is for a stock owned in a pension plan, she asks Griffith to send the proxy on to the sponsor of the pension fund. Weaver has: A. violated the Standards by her policy on mutual fund and pension fund proxies. B. violated the Standards by her policy on mutual fund proxies, but not her policy on pension fund proxies. C. not violated the Standards. |