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Roberta Conn is an investment advisor who has a client, Ernie Ray, who is a tax lawyer. At lunch, Conn noticed Ray and the Chief Financial Officer of CDH Company at the next table. She overhears them talking and ascertains that CDH is about to announce higher than expected earnings. Before the earnings release, Ray contacts Conn and asks her to purchase 3,000 shares for his portfolio. Conn: A. can purchase shares for Ray, but cannot ever purchase shares for her personal account. B. must wait until after she purchases the 3,000 shares for Ray to purchase shares for her personal account. C. must refuse to purchase the shares for Ray. |