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| Standard VI(A), Disclosures of Conflicts, requires Pennington to disclose all matters, including beneficial ownership of securities of other investments, that could be expected to impair the member’s ability to make unbiased and objective recommendations. Which of the following matters would least likely be disclosed to Elise? A. Pennington owns shares in Allux. B. Pennington played golf with Helmut Flanders on a regular basis and developed client relationships from those golf outings. C. AIA has a soft dollar arrangement with a brokerage firm owned by Pennington’s sister. |