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Grant Starks, CFA, has been working for Advisors, Inc., for eight years. Starks is about to start his own money management business and has given his two-week notice of his resignation. A few days before his resignation takes effect, a current client of Advisors calls him at his office to inquire about some services for her account at Advisors. During the conversation, Starks tells the client that his new business will have lower commissions than Advisors. Starks has most likely violated: A. Standard VI(B), Priority of Transactions, by violating the priority of transactions. B. Standard IV(A), Loyalty to Employer, by competing with his current employer. C. none of these Standards. |