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Nicholas Brynne, CFA, is a fixed-income analyst who trades in mortgage-backed securities (MBS). The MBS industry has seen sweeping regulatory changes since Brynne took his current position, and he now feels his understanding of applicable laws and regulatory standards is dated. Brynne must: A. have all trades reviewed by his compliance department until he has obtained an expert level of knowledge in compliance. B. update his understanding of applicable laws and regulatory standards relating to his position. C. rely on his firm’s policies and procedures for guidance on legal and regulatory standards. |