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| 6.Jackson Barnes, CFA, provides financial planning services to his local community for a fee. Barnes has developed a network of specialists including accountants, lawyers, and brokers who contribute their expertise to the financial planning process. Each of the specialists is an independent contractor. Each contractor bills Barnes separately for the work they perform, providing a discount based upon the number of clients Barnes has referred. What steps should Barnes most likely take to ensure he does not violate any CFA Institute Standards of Professional Conduct? A:A.Check with his firm's legal counsel to determine what action should be taken. B:B.Disclose to clients on their bills the consideration he receives from the specialists. C:C.Inform clients about his arrangement with the contractors before they agree to hire him. |
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