The ethical responsibilities related to the Code are:
- Always act ethically and professionally;
- Act in the best interest of the client;
- Act in an objective and independent manner;
- Perform actions using skill, competence, and diligence;
- Communicate accurately with clients on a regular basis; and
- Comply with all legal and regulatory requirements.
Maintaining the confidentiality of client information is part of the section of the Code dealing with Loyalty and is not considered one of the ethical responsibilities.
