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| After Singh changed his investment recommendation for HighLife from a “buy” to a “hold,” he violated: A. Standard III(B): Fair Dealing by not telling clients about the downgrade of HighLife in the wake of his promise to downgrade the stock if it missed estimates. B. Standard I(C): Misrepresentation by not exercising diligence and thoroughness in his research. C. Standard V(A): Loyalty, Prudence, and Care by not exercising reasonable care and prudent judgment in his research. |