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Heidi Burke was recently hired by Beekley Capital Advisors as a portfolio manager. On her first day on the job, Cynthia Beekley, owner and founder of the firm, asks Burke to write down the fiduciary responsibilities of a portfolio manager as they pertain to monitoring a client’s portfolio. Burke writes down the following items and hands the paper to Beekley.
A. Only Items 1, 3, and 4 address Beekley’s question, while Item 2 is a fiduciary duty not related to monitoring. B. Only Items 1 and 4 address Beekley’s question, while Items 2 and 5 are a fiduciary duties not related to monitoring. C. Only Item 3 addresses Beekley’s question, while Items 1 and 4 would be part of a client’s investment policy statement. |