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Alice Waters, CFA, worked for Gramler Advisors for three years as a research analyst but was recently let go as a result of a company reorganization. During her employment, Waters sometimes worked at home on her own time. Waters uses client names from her files to ask for letters of recommendation and uses some of the reports she wrote as examples of her work for prospective employers. Which of these actions violate the Code and Standards? A. Both using the client names and research reports without permission from Gramler. B. Using the research reports without permission from Gramler, but not contacting the clients. C. Contacting firm clients without permission from Gramler, but not using the research reports as examples of her work. |