微信扫一扫
实时资讯全掌握
|
Will Lambert, FRM, is a financial risk analyst for Offshore Investments. He is preparing a purchase recommendation on Burch Corporation. According to the GARP Code of Conduct, which of the following statements about disclosure of conflicts is most correct? Lambert would have to disclose that: A. his wife owns 2,000 shares of Burch Corporation. B. All of these choices require disclosure. C. Offshore is an OTC market maker for Burch Corporation’s stock. D. he has a material beneficial ownership of Burch Corporation through a family trust. |