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Ten years ago Lance Tuipuloto, CFA, met with Horace and Nichole Scadden to discuss potential investments, but these prospects never became clients. Tuipuloto now wants to destroy the records from the meeting with the prospective clients. Is this action in compliance with Standard V(C)? A. Yes; the prospects never became clients. B. No. C. Yes; A sufficient number of years have passed since the meeting. |